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Digital Assets Capital
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TECHNOLOGY · COMPLIANCE & CONTROL INFRASTRUCTURE

Compliance Infrastructure

Institutional Controls Embedded Across the Infrastructure.

Eligibility, monitoring and audit evidence designed into the workflow.

PARTNER-ENABLEDTECHNOLOGY & INFRASTRUCTURE
A platform within the Digital Assets Capital ecosystem.
Eligibility and evidence inside the workflow

The infrastructure, stage by stage.

Compliance Infrastructure is designed to place eligibility checks, investor categories, monitoring rules and audit evidence within the workflow. It supports the organization of controls and records. It does not replace legal advice, an institution’s compliance obligations or regulator approval.

Eligibility and evidence inside the workflowSTAGE
  1. 01

    Eligibility

    Investor eligibility workflows

  2. 02

    Rules in the workflow

    Rules within the workflow

  3. 03

    Monitoring

    Monitoring and exception handling

  4. 04

    Audit evidence

    Audit evidence and reporting

Each stage below is named by the platform itself and describes intended infrastructure rather than a service in operation.

How the flow is designed to run.

  1. Eligibility

    Investor eligibility workflows

  2. Rules in the workflow

    Rules within the workflow

  3. Monitoring

    Monitoring and exception handling

  4. Audit evidence

    Audit evidence and reporting

Where this platform meets the rest of the ecosystem.

See how this platform is designed to connect with related parts of the ecosystem.

Relationships describe intended infrastructure and connectivity design, not live integrations.

The controls the workflow is designed around.

Controls are contextual to this platform. Selecting one explains where it sits in the design.

  1. 01Control
  2. 02Monitor
  3. 03Verify
  4. 04Audit
REGULATORY BOUNDARY

Compliance obligations remain with the regulated entity in each jurisdiction. Technology supports them and does not replace them

Status, dependencies and availability.

Review this platform’s current stage, key dependencies and availability considerations.

INFRASTRUCTURE STATUSPARTNER-ENABLED

Identity, eligibility and monitoring capabilities integrated into workflows. A technology capability does not by itself establish regulatory compliance.

DEPENDENCY
Identity, screening, monitoring and reporting providers
AVAILABILITY
Subject to jurisdiction, eligibility and applicable requirements

Subject to jurisdiction, eligibility and applicable requirements

Strategic platform overview. This preview is not an offer of financial products and does not imply product availability, regulatory approval or confirmed third-party relationships.

Eligibility and monitoring · Audit evidence

The next generation starts with a conversation.

Connect with Digital Assets Capital. Explore where our vision meets yours. Bring an asset, a market or an integration to the team building the infrastructure behind it.

A conversation is a preliminary discussion, not an offer, an approval or an availability commitment.